is a leading provider of Issuer Dealer and Sales Agent registration filings and advisory services for companies conducting securities offerings and raising capital.

We help companies seeking to raise capital through equity crowdfunding campaigns or other offerings register properly with the states. This allows these companies to be exempt from using a broker-dealer on their offerings and make sales directly to investors.

Through our services, companies doing an equity crowdfunding offering can benefit from the following:

  • Gain more control over their securities offerings
  • Accelerate fundraising efforts
  • Branding freedom
  • Direct investor engagement
  • Lower costs
  • Multiple distribution partners
  • Automation of processes including issuance of shares/units

At Issuer Dealer, we envision a world where companies can have more control over their securities offerings. We strive to be at the forefront of innovation, ensuring that our clients can determine their own future through the capital raising needs that they have.

Our mission is to empower issuers and crowdfunding companies with knowledge, tools, and expertise necessary to raise the funds that they need whether it be through debt or equity financing. We do this by providing our issuer dealer and registration services, consulting on your offering, and referrals to other marketing partners of ours that can help direct traffic to your offering.

Why Choose

1. Expertise: Our team of seasoned securities and compliance professionals brings the knowledge needed to accomplish your dreams. With years of SEC and state filing and cap table management expertise, we understand the intricacies of financial markets, regulatory requirements, and the unique needs of our clients.

2. Tailored Solutions: We recognize that each business is unique. We work closely with you to understand your specific objectives for raising capital and tailor our filing and consulting services to meet your individual needs.

3. Compliance and Relationships: We prioritize proactive compliance and relationships with the SEC and states when we do your filings. This helps us ensure we receive the proper approval and confirmations so you are cleared to sell to investors.

4. Innovation: In a rapidly evolving financial landscape, we embrace innovation to stay at the forefront of the industry, and help you do the same through your offerings whether it be specific introductions to funding platforms, marketing agencies, or other providers, we have you covered.

5. Client-Centric Approach: Your success is our success. We take a client-centric approach in every aspect of our work, placing your needs and objectives at the forefront including obtaining speedy registration approvals from the States.

6. Global Reach: Through equity crowdfunding campaigns, companies can raise funds from anywhere in the world (with some offerings). We are here to help you do that and make your offering a success.

We are dedicated to being your trusted partner for your Issuer Dealer Registration state and SEC filing needs. Whether you're a seasoned public company or startup, is here to assist you on your journey to fundraising success.

Contact us today to learn more about how we can help you with your capital raise through our Issuer Dealer and Sales Agent Registration Services.


About Issuer Dealer Services